-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DVfMt3asch7ARauyNthWudOQfK94r45OEch9rG0x3OJgFRd6SLbKNMv7tr6lcd40 sw/tEEguUgE/xBgCpqty+Q== 0000950168-96-000267.txt : 19960216 0000950168-96-000267.hdr.sgml : 19960216 ACCESSION NUMBER: 0000950168-96-000267 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ABRAXAS PETROLEUM CORP CENTRAL INDEX KEY: 0000867665 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 742584033 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41561 FILM NUMBER: 96518113 BUSINESS ADDRESS: STREET 1: 909 N E LOOP 410 STE 900 CITY: SAN ANTONIO STATE: TX ZIP: 78209 BUSINESS PHONE: 2108285354 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST UNION CORP CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE FIRST UNION CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0630 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: FIRST UNION CORPORA STREET 2: ONE FIRST UNION CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0630 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 SC 13G/A 1 ABAXAS PETROLEUM CORP. 41928.51 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Abraxas Petroleum Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 003830106 (CUSIP Number) Check the following box if a fee is being paid with this statement []. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on the following page(s)) Page 1 of 4 Pages Page 2 of 4 CUSIP NO. 003830106 (1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons: First Union Corporation 56-0898180 (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] (3) SEC Use Only (4) Citizenship or Place of Organization: North Carolina Number of Shares (5) Sole Voting Power 424,000 ----------------- --------- Beneficially (6) Shared Voting Power 0 ------------------- --------- Owned by Each (7) Sole Dispositive Power 424,000 ---------------------- --------- Reporting Person With: (8) Shared Dispositive Power 0 ------------------------ --------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 424,000 (10) Check if the Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions) [ ] (11) Percent of Class Represented by Amount in Row 9 9.49% (based on 4,470,000 shares outstanding on 12/31/95) ------------- (12) Type of Reporting Person (See Instructions) First Union Corporation (HC) Page 3 of 4 Item 1(a) Name of Issuer: Abraxas Petroleum Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 909 N.E. Loop 410 P.O. Box 17485 San Antonio, TX 78217 Item 2(a) Name of Person Filing: First Union Corporation Item 2(b) Address of Principal Business Office or, if none, Residence: One First Union Center Charlotte, North Carolina 28288-0137 Item 2(c) Citizenship: North Carolina Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 003830106 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (g) [X] Parent Holding Company, in accordance with section 240.13d-1(b) (ii) (G) Item 4 Ownership.
(a) Amount Beneficially Owned: 424,000 --------- (b) Percent of Class: 9.49% ------- (c) Number of shares as to which such person has: (I) sole power to vote or to direct the vote 424,000 --------- (ii) shared power to vote or to direct the vote 0 --------- (iii) sole power to dispose or to direct the disposition of 424,000 --------- (iv) shared power to dispose or to direct the disposition of 0 ---------
Item 5 Ownership of Five Percent or Less of a Class. Not applicable Item 6 Ownership of More Than Five Percent on Behalf of Another Person. Not applicable Page 4 of 4 Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. First Union National Bank of North Carolina 56-0900030 First Union Corporation is filing this schedule pursuant to Rule 13d-1(b)(ii)(G) as indicated under Item 3(g). The relevant subsidiary is First Union National Bank of North Carolina (BK). This filing discloses the beneficial interest which is held in the form of equity warrants by a national bank which have been taken in connection with a loan, and the existing bank regulatory provisions prevent a national bank from exercising the warrants and acquiring direct ownership of the underlying securities.. Item 8 Identification and Classification of Members of the Group. Not applicable Item 9 Notice of Dissolution of Group. Not applicable Item 10 Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Signature. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FIRST UNION CORPORATION February 12, 1996 Date Signature Dorothy F. Crowe, Assistant Vice President & Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----